Dragons in fantasy

If there is one thing, one creature, one being that we can point to as the symbol of the fantasy genre, it has to be the dragon. They’re everywhere in fantasy literature. The Hobbit, of course, is an old fantasy story that has come back into vogue in the last few years. More recent books involve dragons as major characters (Steven Erikson’s Malazan series) or as plot points (Daniel Abraham’s appropriately-titled The Dragon’s Path). Movies go through cycles, and dragons are sometimes the “in” subject (the movies based on The Hobbit, but also less recent films like Reign of Fire). Television likes dragons, too, when it has the budget to do them (Game of Thrones, of course). And we can also find these magnificent creatures represented in video games (Drakengard, Skyrim), tabletop RPGs (Dungeons & Dragons—it’s even in the name!), and music (DragonForce).

So what makes dragons so…interesting? It’s not a recent phenomenon; dragon legends go back centuries. They feature in Arthurian legend, Chinese mythology, and Greek epics. They’re everywhere, all throughout history. Something about them fires the imagination, so what is it?

The birth of the dragon

Every ancient culture, it seems, has a mythology involving giant beasts of a kind unknown to modern science. We think of the Greek myths of the Hydra, of course, but it’s only one of many. Even in the Bible, monsters are found: the leviathan and behemoth found in the book of Job, for example. But something like a dragon seems to be found in almost every mythos.

How did this happen? For things like this, there are usually a few possible explanations. One, it could be a borrowing, something that arose in one culture, then spread to its neighbors. That seems plausible, except that New World peoples also have dragon-like supernatural beings, and they had them before Columbus. Another possibility is that the first idea of the dragon was invented in the deep past, before humanity spread to every corner of the globe. But that’s a bit far-fetched. You’d then have to explain how something like that stuck around for 30,000 or so years with so little change, using only art and oral transmission for most of that time.

The third option is, in my opinion, the most reasonable: the idea of dragons arose in a few different places independently, in something like convergent evolution. Each “region” would have its own dragon mythology, where the concept of “dragon” is about the same, while different regions might have wildly different ideas of what they should be.

I would also say that the same should be true for other fantastical creatures—giants, for instance—that pop up around the world. And, in my mind, there’s a perfectly good reason why these same tropes appear everywhere: fossils. We know that there used to be huge animals roaming the earth. Dinosaurs could be enormous, and you could imagine a Bronze Age hunter stumbling upon the fossilized bones of one of them and jumping to conclusions.

Even in recent geological time, it was only the Ice Age that wiped out the mammoths and so many other “megafauna”. (Today’s environmental movement tends to want to blame humans for everything bad, including this, but the evidence can be twisted just about any way you like.) In these cases, we can see the possibility that early human bands did meet these true giants, and they would have told stories about them. In time, those stories, as such stories tend to do, could have become legendary. For dragons, this one doesn’t matter too much, but it’s a point in favor of the idea that ancient peoples saw giant creatures—or their remains—and mythologized them into dragons and giants and everything else.

The nature of the beast

Moving far forward in time, we can see that the modern era’s literature has taken the time-honored myth of the dragon and given it new direction. At some point in the last few decades, authors seem to have decided that dragons must make sense. Sure, that’s completely silly from a mythological point of view, but that’s how it is.

Even in older stories, though, dragons had a purpose. That purpose was different for different stories, as it is today. For many of them, the dragon is a nemesis, an enemy. Sometimes, it’s essentially a force of nature, if not a god in its own right. In a few, dragons are good guys, protectors. Christian cultures in medieval times liked to use the slaying dragon as a symbol for the defeat of paganism. But it’s only relatively recently that the idea of dragons as “people” has become popular. Nowadays, we can find fiction where dragons are represented as magicians, sages, and oracles. A few settings even turn them into another sapient race, with their own civilization, culture, religion, and so on.

The form of dragons also depends a lot on the which mythos we’re talking about. The modern perception of a dragon as a winged, bipedal serpent who breathes fire and hoards gold (in other words, more like the wyvern) is just one possibility. Plenty of cultures have wingless dragons, and most of the “true” dragons have no legs; they’re more like giant snakes. Still, there’s an awful lot of variation, and there’s no single, definitive version of a dragon.

Your own dragon

Dragons in a work of fiction, whether novel or film or game, need to be there for a reason, if you want a coherent story. You don’t have to work out a whole ecological treatise on them, showing their diets, sleep patterns, and reproductive habits—Tolkien’s dragons, for example, were supernatural creations, so they didn’t have to make scientific sense—but you should know why a dragon appears.

If there’s only one of them, there’s probably a reason why. Maybe it’s a demon, or a creation of the gods, or an avatar of chaos. Maybe it’s the sole survivor of its kind, frozen in time for millennia (that’s a big spoiler, but I’m not going to tell you for what). Whatever you come up with, you should be able to justify it with something more than “because it’s there”. The more dragons you have, the more this problem can grow. In the extreme, if they’re everywhere, why aren’t they running things?

More than their reason for existing in the first place, you need to think about their story role. Are they enemies? Are they good or evil? Can they talk? What are they like? Smaug was greedy and haughty, for instance, and it’s a conceit of D&D that dragons are complex beings that are completely misunderstood by us lesser mortals simply because we can’t understand their true motives.

Are there different kinds of dragons? Again we can look at D&D, which has a bewildering assortment even before we include wyverns, lesser drakes, and the like. Of course, a game will need a different notion of role than a novel, and gamers like variation in their enemies, but only the most jaded player would think of a dragon as anything less than a major boss character.

Another thing that’s popular is the idea that dragons can change their form to look human. This might be derived from RPGs, or they might have taken it from an earlier source. However it worked out, a lot of people like the idea of a shapeshifting dragon. (Half the characters in the aforementioned Malazan series seem to be like this, and that’s not the only example in fantasy.) Shapechanging, of course, is an important part of a lot of fantasy, and I might do a post on it later on. It is another interesting possibility, though, if you can get it right.

In a very big way, dragons-as-people is a similar problem as other fantasy races, as well as sci-fi aliens. The challenge here is to make something that feels different, something that isn’t quite human, while still making it believable for the story at hand. If dragons live for 500 years, for example, they will have a different outlook on life and history than we would. If they lay eggs—and who doesn’t like dragon eggs?—they won’t understand the pain and danger of live childbirth, among other things. The ways in which a dragon isn’t like a human are breeding grounds for conflict, both internal and external. All you have to do is follow the notion towards its logical conclusion. You know, just like everything else.

In conclusion, I’d like to say that I do like dragons, when they’re done right. They can be these imposing, alien presences beyond reason or understanding, and that is something I find interesting. But in the wrong hands, they turn into little more than pets or mounts, giant versions of dogs and horses that happen to have scales. Dragons don’t need to be noble or evil, but they should have an impact when you meet one. I mean, you’d feel amazed if you met one in real life, wouldn’t you?

Faith and fantasy

Religion is one of those things that, as an author or game designer, you have to treat very carefully. The risk of offense is too great, especially in the politically-correct, offense-first world of today. It’s easy to fall into a trap of pigeonholing real-world religions. “Evil, Arabian-looking bad guys that act like Muslims” is practically a genre trope at this point; two examples that I’ve read include the Fanim of R. Scott Bakker’s Prince of Nothing trilogy and the Krasians of Peter V. Brett’s Demon Cycle. “Evil, hierarchical church that looks Roman Catholic” isn’t exactly uncommon, either.

But that’s not really the subject of this post. Sure, the popular religions in the world are the way they are, and they’re easy to relate to, easy to understand, because we see them every day. But different cultures, especially in different worlds than our own, are going to have different ways of looking at religion, faith, philosophy, and the supernatural. And their beliefs will shape their society, just as ours, historically, have shaped our own.

Of God and gods

In the West, there are three major religions: Christianity, Judaism, and Islam. In addition, there are a number of others that have significantly less popular appeal. The East, conversely, gives us the trio of Hinduism, Buddhism, and Shinto, along with a host of minor faiths. (And by “minor”, I mean they have fewer followers, not that they’re less important or less valuable.) And, of course, we also have the “non-religions” of atheism and agnosticism, as well as a number of systems of belief that might better be grouped under “philosophy”.

Even the largest of religions is not monolithic, however. Christianity has a whole spectrum of sects (“denominations”), and many Americans have become familiar with the major divisions of Islam (Sunni and Shia). Some can even spot the difference between some of the different sects of modern Judaism (Orthodox, Reform, etc.). We know comparatively far less about the other side of the world, though; most people in the US probably think of all Buddhists as Zen, for example.

In fantasy literature, religion—when it is mentioned at all—usually only gets a passing nod. There might be the occasional oath, prayer, or swear, but a story where the beliefs of the people are not the focus often ignores those beliefs. And that’s fine. If it’s not an important worldbuilding detail, then there’s probably not much reason to put it in.

Conversely, games, especially tabletop role-playing games, make religion an integral part of the story. D&D (and its offshoots, like Pathfinder) has lists of deities, each with their own domain, and these almost always function like the pantheons of old, except with added benefits for certain believers. (In D&D, for example, clerics and paladins usually must follow a deity, and they receive divine blessings and spells in return.) In a way, despite there being a very detailed summary of religion, it’s abstracted away into a game mechanic.

And again, there’s nothing wrong with that. Players shouldn’t be forced to study theology just to play a game. But fantasy, both literature and gaming, has a problem understanding the link between religion and society, and that link was a very real, very important part of the period of history favored by fantasy.

One to many

We all know the “origin stories” of the major Western religions, whether creation, crucifixion, or revelation. But all of these, as well as those less-familiar faiths of the world, had a major impact on the development of society. The Middle Ages, that favorite era of fantasy literature and games alike, was shaped by religion. In many ways, you could even say it was defined by religion.

When fantasy posits a pantheon (like D&D), that actually breaks the world for their other main assumption: the feudal monarchy. Feudalism, serfdom, the divine right of kings, knighthood, and all those other conceits of medieval Europe are based on a thousand years of Christianity.

“The end is coming soon, so get ready,” goes the common Christian refrain, and that’s largely been true since the 30s. No, not the 1930s, but the 30s, as in 30 AD. Christianity has always had a strain of the apocalyptic—the last book of the Bible is, after all, supposed to be a vision of the End of Days—though it has waxed and waned through the ages. In the medieval period, it was mostly waxing. Plague, famine, pestilence, and war were facts of life, especially for the lower classes, and there wasn’t much they could do about it. “The meek shall inherit the earth” was the closest thing to hope for the future that many people had.

If you replace the strict belief in God (whose eternal good was countered by the increasing influence of the Devil) with a nebulous—if effectual—pantheon, then things change dramatically. Get rid of the Church, the Pope, and all the other trappings of medieval Christianity, and all of society will develop differently.

Changing the game

In medieval Europe, the Church had supreme power, and all of it was centered on the Pope. He could make kings (or break them), crown emperors, canonize martyrs, or call crusades. His announcements of doctrine, the papal bulls, were regarded as nothing less than official interpretations of scripture. And he had one ultimate, terrifying weapon: excommunication.

All that it did was ban a person or group of people from Communion, effectively ostracizing them from the Church. But in a world where the eternal soul was seen as infinitely more important than its mortal frame, this was enough to turn even the most hardened of hearts. Rebels, heretics, willful kings, and political enemies all faced the threat of excommunication, and almost every one of them quailed in the face of such a punishment. Rebellions could end entirely once word came from Rome that their leaders had been cast out of the Church, no longer able to receive the blessings of Christ and thus condemned to Hell for all eternity. Even whole cities (such as Florence) were put under that threat simply to scare their rulers into complying with the Church’s wishes or dogma.

Besides the Church’s chief weapon (I’ll spare you the Monty Python jokes) and its total control of doctrine, it also changed Europe by bringing in its own social structure. Monasteries, hermitages, nunneries, convents, and abbeys all had their roles to play, and they were all part of the Church. And these weren’t always what you’d think from movies. Monks could be rich, nuns literate, and hermits not always loners living in caves. One of them even got elected as pope: Celestine V, who quit after a few months. (Every other pope from 1294 onwards ruled until he died or was cast out, until Benedict XVI not long ago.)

The Christian church and faith was the single largest influence on the development of the Middle Ages. Because of it, the Black Death was asserted as a sign of coming Armageddon, as was the famine that preceded it, and the Mongol horde that may have brought it. Without the church, the culture of monasticism wouldn’t have been so prevalent, nor would the orders of crusading knighthood, such as the Templars, Hospitallers, and the Teutonic Order exist.

Indeed, even the period’s systems of economy and government are indebted to Christianity. Feudalism lasted as long as it did mostly because people were taught that it was the natural order of things. Serfs were born to be serfs, and nobles to be nobles, and there were shelves full of books explaining all the ways you could see how that was true. Nobles, for instance, were taller, heavier, and healthier. Nobody bothered to note that this was because of nutrition and the often harsh working conditions of the peasantry. Rather, it was taken as part of the divine plan.

The realm of fiction

Fantasy likes to take the feudal society of Europe (especially the later, post-plague society where feudalism began to falter) and make it its own, without taking along the religious aspect that made it possible. In essence, you could say that medieval, feudal Europe came about because of Constantine, the emperor of Rome who converted himself and then his empire to Christianity.

Without a strong, central Church, you lose most of the foundations of the setting. If every city or nation can make its own doctrine, then you have very little world unity and shared culture. With more than one deity to worship, with no fixed scripture proclaiming the end of the world and the promise of a utopic afterlife, then there is no motivation for serfdom, for the glory of crusade.

Even technology is affected by the change in faith. Cathedrals, the defining monument of the Middle Ages, were built because of religion. Sure, a polytheistic culture might build great temples, and they would likely come to many of the same discoveries about building, but would they have the same styles? Likely not. They certainly wouldn’t be laid out in the shape of a cross, like the European cathedrals.

Some areas might become more advanced if you lift the strictures of Christianity. Machinery that could aid in work was often overlooked, simply because there were always more laborers to throw at a problem. The science of astronomy was held back by the belief that the stars were the realm of God, thus unknowable to man. And how would banking develop if the Christian constraints on usury didn’t exist to create a niche (and a stereotype) filled by Jews?

Magic, of course, is an obvious addition to any fantasy world, but it also existed (not really, but in people’s minds) in the Middle Ages. It’s something that was well-known, but totally forbidden. Fireball-wielding mages would have to be fit into the religious world-view, and where would they go? The sorcerers of the aforementioned Prince of Nothing series are excommunicated by default, but it’s easy to imagine a setting where the wizards are seen as messengers or even avatars of God or the gods.

Like so many other topics in worldbuilding, a few decisions change the outcome completely. Monotheism, logically speaking, probably leads to one of the same outcomes as it did in our world. Polytheism is reflected in ancient Rome and even modern India, as well as most fantasy. A lot of other ideas require more thought. If God is everywhere, in everything, then who needs temples or churches? If the world is full of spirits that inhabit every living thing, how can you eat and still live with yourself? (Yes, that means an animist world could have even stricter dietary laws than Islam. Think of Hinduism’s sacred cows.)

The length of time that a religion has existed will also play a role in a society’s development. The older something is, the more likely it is to change. Faiths fracture, sectarianism grows, especially if there is no central authority. A polytheistic culture is prone to develop “local” gods; Athena, patron of Athens, is a good example. New religions exist in a state of flux, as everyone vies for the right to be considered orthodox, often with disastrous consequences for those that lose. (How many Gnostics do you know?)

Rituals, prayers, and even the calendar can also be affected. The word “holiday” literally means “holy day”, and that’s where the oldest of them come from. Christmas and Easter are the ones everybody knows, although few know that they’re replacements for “pagan” holidays celebrating the winter solstice and the vernal equinox. But Lent and Ash Wednesday were far more important in the Middle Ages. All Saints’ Day, another pagan substitution, has become so marginalized that we celebrate the night before it instead: Halloween. Different religions, though, will have their own holy times: Ramadan, Hanukkah, and so on. As for prayers, who do you pray to when you have a hundred gods to choose from? Who is the one to memorize all the appropriate rituals?

End of this day

As always, there’s a lot to think about, and your choice is one of how deep to go. Obviously, if religion isn’t a major part of your world, then there’s not too much you have to do. But religion might be a significant part of your characters’ world, and it might show in the way they act, think, talk.

Faith and logic don’t always have a lot in common, it’s true. This is one place where the latter makes the former possible. It’s not your faith you’re worried about. Presumably, you’ve already decided that, and it shouldn’t have any bearing on your created world. Logically working out the beliefs of your world and their effects, though, can make for a deeper immersion into your story. It might even make some people think.